Our Staff has compiled our research into a database of FINRA Broker Disclosures for Profor Advisors. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Joseph Burke | 6257202 | 1 | 12/05/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edwin Rutherford Sutphin | 1032874 | 2 | 10/19/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edwin Rutherford Sutphin | 1032874 | 2 | 08/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |