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FINRA Broker Disclosures for Profor Advisors

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Profor Advisors. Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Dainforth Baker French2406891404/30/2018Customer DisputeSettled$590,780.00$0.00See FINRA Report
Dainforth Baker French2406891406/26/2015Customer DisputeSettled$500,000.00$0.00See FINRA Report
Dainforth Baker French2406891409/18/2012Customer DisputeSettled$350,000.00$0.00See FINRA Report
Dainforth Baker French2406891407/09/2012Customer DisputeClosed-No Action$700,000.00$0.00See FINRA Report

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