Our Staff has compiled our research into a database of FINRA Broker Disclosures for Network 1 Financial Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Osbert Hewin Haynes | 2880011 | 12 | 10/15/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Gregory Guzzetti | 1222508 | 1 | 09/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Osbert Hewin Haynes | 2880011 | 12 | 08/21/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Richard Hunt | 830575 | 7 | 06/17/2013 | Customer Dispute | Settled | $347,500.00 | $0.00 | See FINRA Report |
| Miguel de Leon Zarraga | 2983023 | 1 | 06/17/2013 | Customer Dispute | Settled | $347,500.00 | $0.00 | See FINRA Report |
| Damon Domenic Testaverde | 444453 | 6 | 08/29/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Daniel Viglione | 4697621 | 8 | 07/02/2012 | Customer Dispute | Settled | $780,000.00 | $0.00 | See FINRA Report |
| Matthew Peter Lewis | 2783059 | 5 | 04/18/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Thomas Ciaccio | 3039424 | 7 | 03/13/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Osbert Hewin Haynes | 2880011 | 12 | 03/05/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |