Our Staff has compiled our research into a database of FINRA Broker Disclosures for Network 1 Financial Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Williams | 2304212 | 5 | 01/05/2017 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Keith Jeffrey Testaverde | 2380336 | 1 | 12/28/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Michael Ebel | 5902719 | 6 | 12/19/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Peter Lewis | 2783059 | 5 | 11/29/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Nicholas Teutonico | 2875434 | 12 | 11/10/2016 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Daniel Robert Murray | 4594048 | 2 | 09/13/2016 | Customer Dispute | Settled | $1,853,200.00 | $0.00 | See FINRA Report |
| Jessica Lynn Nieminski | 5167744 | 1 | 08/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shane Joseph Melito | 3044387 | 4 | 07/19/2016 | Customer Dispute | Award / Judgment | $50,000.00 | $51,459.00 | See FINRA Report |
| Gurpreet Singh | 4958952 | 1 | 07/19/2016 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Regina | 2711111 | 3 | 07/13/2016 | Customer Dispute | Settled | $174,163.00 | $0.00 | See FINRA Report |