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FINRA Broker Disclosures for Network 1 Financial Securities Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Network 1 Financial Securities Inc.. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 160 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christian Manuel Herrera4158466705/02/2019Judgment / Lien$0.00$0.00See FINRA Report
Peter Daniel Viglione4697621802/27/2019Customer DisputeSettled$50,000.00$0.00See FINRA Report
Michael Scott Desando1849321301/14/2019Customer DisputeSettled$70,000.00$0.00See FINRA Report
Eric Edward Nicolassy6244539611/08/2018Judgment / Lien$0.00$0.00See FINRA Report
Sean P McCabe5479643911/08/2018Customer DisputeSettled$46,000.00$0.00See FINRA Report
Osbert Hewin Haynes28800111210/27/2018CriminalFinal Disposition$0.00$0.00See FINRA Report
Robert Thomas Ciaccio3039424708/27/2018Customer DisputeAward / Judgment$203,029.00$0.00See FINRA Report
Patrick Nicholas Teutonico28754341208/20/2018Customer DisputeAward / Judgment$145,000.00$169,354.00See FINRA Report
Andrew Justin Grant2709882308/02/2018Customer DisputeClosed-No Action$125,000.00$0.00See FINRA Report
Jonathan Michael Ebel5902719605/22/2018Customer DisputeSettled$71,000.00$0.00See FINRA Report

160 Results

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