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FINRA Broker Disclosures for Network 1 Financial Securities Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Network 1 Financial Securities Inc.. Search or filter the database to find more about a specific broker.

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Displaying 131-140 out of 160 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Anthony Nakhla4102309107/12/2006Customer DisputeDenied$23,938.50$0.00See FINRA Report
Osbert Hewin Haynes28800111205/23/2006Judgment / Lien$0.00$0.00See FINRA Report
Rizwan Fazeel4476016404/28/2005RegulatoryFinal$0.00$0.00See FINRA Report
Daniel Robert Murray4594048202/01/2005Customer DisputeSettled$10,890.00$0.00See FINRA Report
Christian Manuel Herrera4158466711/23/2004RegulatoryFinal$0.00$0.00See FINRA Report
Scott Paul Elsas1417360210/30/2004Customer DisputeWithdrawn$36,000.00$0.00See FINRA Report
Damon Domenic Testaverde444453610/20/2004Customer DisputeClosed-No Action$88,000.00$0.00See FINRA Report
Brian G Anderson4352352308/31/2004Customer DisputeDenied$400,000.00$0.00See FINRA Report
Osbert Hewin Haynes28800111208/10/2004Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
William Richard Hunt830575706/14/2004RegulatoryFinal$0.00$0.00See FINRA Report

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