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FINRA Broker Disclosures for Network 1 Financial Securities Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Network 1 Financial Securities Inc.. Search or filter the database to find more about a specific broker.

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Displaying 111-120 out of 160 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Matthew Peter Lewis2783059511/26/2008Customer DisputeSettled$350,000.00$0.00See FINRA Report
Christopher Michael Paulsen2477962510/20/2008Customer DisputeSettled$150,000.00$0.00See FINRA Report
Michael Robert Molinaro2358346808/28/2008RegulatoryFinal$0.00$0.00See FINRA Report
Osbert Hewin Haynes28800111207/08/2008Judgment / Lien$0.00$0.00See FINRA Report
Kenneth Williams2304212512/05/2007Employment Separation After Allegations$0.00$0.00See FINRA Report
Shane Joseph Melito3044387411/06/2007Customer DisputeSettled$28,777.90$0.00See FINRA Report
Alice Cecilia McKeon5007558109/07/2007Judgment / Lien$0.00$0.00See FINRA Report
Jonathan Michael Ebel5902719608/23/2007CriminalFinal Disposition$0.00$0.00See FINRA Report
Damon Domenic Testaverde444453607/11/2007RegulatoryFinal$0.00$0.00See FINRA Report
Erik Lewis Linzer2494917107/02/2007Customer DisputeDenied$6,000.00$0.00See FINRA Report

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