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FINRA Broker Disclosures for Network 1 Financial Securities Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Network 1 Financial Securities Inc.. Search or filter the database to find more about a specific broker.

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Displaying 101-110 out of 160 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Thomas Ciaccio3039424704/21/2010Customer DisputeSettled$40,583.60$0.00See FINRA Report
Michael Scott Desando1849321304/14/2010Customer DisputeSettled$244,912.00$0.00See FINRA Report
Robert Thomas Ciaccio3039424703/02/2010Customer DisputeClosed-No Action$186,115.00$0.00See FINRA Report
Christopher Michael Paulsen2477962502/22/2010RegulatoryFinal$0.00$0.00See FINRA Report
Kenneth Williams2304212512/14/2009Customer DisputeSettled$300,000.00$0.00See FINRA Report
Gregory William Melendez4920698511/02/2009Customer DisputeSettled$500,000.00$0.00See FINRA Report
Eduardo Manuel Cabrera1741711105/05/2009Customer DisputeAward / Judgment$100,000.00$140,000.00See FINRA Report
Matthew Peter Lewis2783059504/02/2009Judgment / Lien$0.00$0.00See FINRA Report
Christopher Michael Paulsen2477962503/27/2009Judgment / Lien$0.00$0.00See FINRA Report
Albert Decresenzo1170028203/13/2009Employment Separation After Allegations$0.00$0.00See FINRA Report

160 Results

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