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FINRA Broker Disclosures for Network 1 Financial Securities Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Network 1 Financial Securities Inc.. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 53 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gurpreet Singh4958952107/19/2016Customer DisputeSettled$50,000.00$0.00See FINRA Report
Michael Anthony Regina2711111307/13/2016Customer DisputeSettled$174,163.00$0.00See FINRA Report
Sean P McCabe5479643903/07/2016Customer DisputeSettled$550,000.00$0.00See FINRA Report
Sean P McCabe5479643903/07/2016Customer DisputeSettled$150,000.00$0.00See FINRA Report
Osbert Hewin Haynes28800111212/17/2015Customer DisputeSettled$163,886.00$0.00See FINRA Report
Patrick Nicholas Teutonico28754341211/23/2015Customer DisputeSettled$73,650.00$0.00See FINRA Report
Sean P McCabe5479643906/23/2015Customer DisputeSettled$250,144.00$0.00See FINRA Report
Sean P McCabe5479643911/10/2014Customer DisputeSettled$31,000.00$0.00See FINRA Report
Robert Fanizzi5437043112/20/2013Customer DisputeSettled$80,000.00$0.00See FINRA Report
Christian Manuel Herrera4158466710/24/2013Customer DisputeSettled$39,229.10$0.00See FINRA Report

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