Our Staff has compiled our research into a database of FINRA Broker Disclosures for Network 1 Financial Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gurpreet Singh | 4958952 | 1 | 07/19/2016 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Michael Anthony Regina | 2711111 | 3 | 07/13/2016 | Customer Dispute | Settled | $174,163.00 | $0.00 | See FINRA Report |
Sean P McCabe | 5479643 | 9 | 03/07/2016 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
Sean P McCabe | 5479643 | 9 | 03/07/2016 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Osbert Hewin Haynes | 2880011 | 12 | 12/17/2015 | Customer Dispute | Settled | $163,886.00 | $0.00 | See FINRA Report |
Patrick Nicholas Teutonico | 2875434 | 12 | 11/23/2015 | Customer Dispute | Settled | $73,650.00 | $0.00 | See FINRA Report |
Sean P McCabe | 5479643 | 9 | 06/23/2015 | Customer Dispute | Settled | $250,144.00 | $0.00 | See FINRA Report |
Sean P McCabe | 5479643 | 9 | 11/10/2014 | Customer Dispute | Settled | $31,000.00 | $0.00 | See FINRA Report |
Robert Fanizzi | 5437043 | 1 | 12/20/2013 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
Christian Manuel Herrera | 4158466 | 7 | 10/24/2013 | Customer Dispute | Settled | $39,229.10 | $0.00 | See FINRA Report |