Our Staff has compiled our research into a database of FINRA Broker Disclosures for Network 1 Financial Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christian Manuel Herrera | 4158466 | 7 | 10/24/2013 | Customer Dispute | Settled | $39,229.10 | $0.00 | See FINRA Report |
William Richard Hunt | 830575 | 7 | 06/17/2013 | Customer Dispute | Settled | $347,500.00 | $0.00 | See FINRA Report |
Miguel de Leon Zarraga | 2983023 | 1 | 06/17/2013 | Customer Dispute | Settled | $347,500.00 | $0.00 | See FINRA Report |
Peter Daniel Viglione | 4697621 | 8 | 07/02/2012 | Customer Dispute | Settled | $780,000.00 | $0.00 | See FINRA Report |
Christian Manuel Herrera | 4158466 | 7 | 02/17/2012 | Customer Dispute | Settled | $5,108.75 | $0.00 | See FINRA Report |
Peter Daniel Viglione | 4697621 | 8 | 12/15/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Matthew Peter Lewis | 2783059 | 5 | 11/28/2011 | Customer Dispute | Settled | $330,000.00 | $0.00 | See FINRA Report |
Christian Manuel Herrera | 4158466 | 7 | 11/16/2011 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
Harvey Charles Luft | 710301 | 3 | 08/18/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Robert Thomas Ciaccio | 3039424 | 7 | 08/23/2010 | Customer Dispute | Settled | $301,000.00 | $0.00 | See FINRA Report |