Potomac Analytics' Logo

FINRA Broker Disclosures for Network 1 Financial Securities Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Network 1 Financial Securities Inc.. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 51-60 out of 94 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christian Manuel Herrera4158466710/24/2013Customer DisputeSettled$39,229.10$0.00See FINRA Report
William Richard Hunt830575706/17/2013Customer DisputeSettled$347,500.00$0.00See FINRA Report
Miguel de Leon Zarraga2983023106/17/2013Customer DisputeSettled$347,500.00$0.00See FINRA Report
Peter Daniel Viglione4697621807/02/2012Customer DisputeSettled$780,000.00$0.00See FINRA Report
Christian Manuel Herrera4158466702/17/2012Customer DisputeSettled$5,108.75$0.00See FINRA Report
Peter Daniel Viglione4697621812/15/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Matthew Peter Lewis2783059511/28/2011Customer DisputeSettled$330,000.00$0.00See FINRA Report
Christian Manuel Herrera4158466711/16/2011Customer DisputeClosed-No Action$30,000.00$0.00See FINRA Report
Harvey Charles Luft710301308/18/2011Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Robert Thomas Ciaccio3039424708/23/2010Customer DisputeSettled$301,000.00$0.00See FINRA Report

94 Results

Display: