Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Franklin Metcalf | 1280602 | 9 | 04/07/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 9 | 03/30/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 9 | 03/30/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 9 | 03/30/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Patrick Wilbert | 5171336 | 1 | 03/29/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Craig Kuhn | 4800472 | 1 | 03/26/2021 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Adrienne A Radakovic | 5138271 | 1 | 03/24/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Richardson Cockrell | 4355426 | 5 | 03/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dana Lynn Feldmann | 6474228 | 1 | 03/04/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Francis Slattery | 709850 | 1 | 02/16/2021 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |