Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anand Singh | 425229 | 5 | 06/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Travis Allen Tucker | 4089108 | 3 | 06/11/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Travis Allen Tucker | 4089108 | 3 | 06/11/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Gerard Meyers | 2192759 | 6 | 06/09/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew David Strutzel | 4732608 | 2 | 05/26/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kristin Lynn Guari Jones | 4298100 | 2 | 05/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anand Singh | 425229 | 5 | 05/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Eugene Crider | 3009424 | 7 | 05/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jameel Ejaz Arif | 2158177 | 2 | 05/05/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Guy Edward Anderson | 1987862 | 1 | 04/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |