Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Dewey Eggers | 1228371 | 1 | 07/31/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Thomas | 6741331 | 1 | 07/27/2023 | Customer Dispute | Denied | $12,058.60 | $0.00 | See FINRA Report |
| Matthew Ryan Stucke | 4840895 | 6 | 07/19/2023 | Customer Dispute | Settled | $370,000.00 | $0.00 | See FINRA Report |
| Nathan Cole Wells | 5553359 | 2 | 07/13/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Kathryn A Frank | 4738039 | 2 | 07/06/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Isaac Rosenblatt | 2658712 | 6 | 06/21/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Thomas Paul Brennan | 6134503 | 1 | 06/18/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Tim David Weinberg | 1978199 | 1 | 06/16/2023 | Customer Dispute | Closed-No Action | $19,415.10 | $0.00 | See FINRA Report |
| Robert Edward Burns | 4066393 | 4 | 06/06/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Nathan Cole Wells | 5553359 | 2 | 05/26/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |