Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Ludack | 5140484 | 1 | 10/01/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shawn Christian Everett | 4653270 | 2 | 09/16/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Daniel Neff | 2487025 | 3 | 09/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Joseph Kelly | 2201407 | 1 | 09/03/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Don Clay Hall | 823983 | 8 | 08/27/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Whitfield Brown | 1595628 | 10 | 08/13/2021 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Cory Einar Odland | 6960846 | 1 | 08/06/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Anthony Zufall | 5760653 | 1 | 07/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Owen Palmer | 1404876 | 3 | 07/21/2021 | Customer Dispute | Settled | $99,999.00 | $0.00 | See FINRA Report |
| James Jessup Williams | 3245763 | 1 | 07/08/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |