Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Ryan Stucke | 4840895 | 6 | 10/25/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Gregory Jay Barcello | 2279068 | 2 | 10/19/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amy Jill Kaufman | 1837595 | 7 | 10/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jafar Abdallah | 3084037 | 15 | 10/12/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jafar Abdallah | 3084037 | 15 | 10/11/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jafar Abdallah | 3084037 | 15 | 10/11/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Casey Brent Walker | 3190125 | 1 | 10/10/2023 | Customer Dispute | Pending | $375,000.00 | $0.00 | See FINRA Report |
| Nicholas C Carter | 5362028 | 1 | 09/26/2023 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Mai Le Nguyen | 2852314 | 1 | 09/20/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Tami Lee | 7065641 | 1 | 09/19/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |