Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Don Clay Hall | 823983 | 8 | 04/05/2022 | Customer Dispute | Denied | $3,841.10 | $0.00 | See FINRA Report |
| Herbert Nelson Messick | 332656 | 1 | 03/25/2022 | Customer Dispute | Pending | $125,000.00 | $0.00 | See FINRA Report |
| Carmine Philip Anzalone | 6493 | 1 | 03/21/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Alma Marie Abrusley-Faulkner | 2471573 | 7 | 02/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alma Marie Abrusley-Faulkner | 2471573 | 7 | 02/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alma Marie Abrusley-Faulkner | 2471573 | 7 | 02/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alma Marie Abrusley-Faulkner | 2471573 | 7 | 02/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alma Marie Abrusley-Faulkner | 2471573 | 7 | 02/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Paul Waggoner | 2748574 | 4 | 02/01/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Nicole Michelle Finamore | 4349156 | 1 | 01/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |