Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dallah Anderson Forrest | 2224283 | 2 | 06/29/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert William Urban | 2561504 | 4 | 05/31/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Spencer Reed Huggett | 4538364 | 1 | 05/26/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alfred Lee Dingler | 2482659 | 1 | 05/26/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel T Malachowski | 3242512 | 3 | 05/20/2022 | Customer Dispute | Pending | $43,470.00 | $0.00 | See FINRA Report |
| Yancy Dwayne Spivey | 5434377 | 2 | 05/11/2022 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Mark Allan Joneson | 4119915 | 1 | 05/05/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kenneth C Kondas | 2882129 | 1 | 05/03/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Julianne Marie Joly | 6081838 | 1 | 04/27/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brion Patrick Harris | 3199095 | 7 | 04/22/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |