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FINRA Broker Disclosures for Cetera Advisor Networks LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 1,894 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ernest Anthony Cozzi1173200502/29/2024FinancialPending$0.00$0.00See FINRA Report
Laura Christine Franklin6518573402/29/2024FinancialPending$0.00$0.00See FINRA Report
Kevin Lane Ogden1051356302/15/2024Customer DisputeDenied$58,833.00$0.00See FINRA Report
Matthew Ryan Stucke4840895602/02/2024Customer DisputePending$5,000,000.00$0.00See FINRA Report
Matthew Ryan Stucke4840895601/04/2024Customer DisputePending$200,000.00$0.00See FINRA Report
William Lief Collins2787822401/04/2024Customer DisputeSettled$0.00$0.00See FINRA Report
Anthony F Caruso2977324112/21/2023Customer DisputeSettled$5,000.00$0.00See FINRA Report
Artiz Demetrius Stroud5362366112/16/2023FinancialFinal$0.00$0.00See FINRA Report
Paul David Barnum7420159412/08/2023FinancialPending$0.00$0.00See FINRA Report
Paul David Barnum7420159412/08/2023FinancialPending$0.00$0.00See FINRA Report

1,894 Results

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