Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold Francis Puhl | 1045552 | 5 | 05/24/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Tyler James Johnson | 6252067 | 3 | 05/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary William Holland | 852976 | 6 | 05/05/2024 | Customer Dispute | Denied | $14,064.30 | $0.00 | See FINRA Report |
| Patrick Dean Francisco | 1406350 | 2 | 04/24/2024 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| John Leo Chiappetta | 4684789 | 1 | 04/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul David Barnum | 7420159 | 4 | 04/05/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Joseph Wilson | 5435417 | 1 | 04/01/2024 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Tyler James Johnson | 6252067 | 3 | 03/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Scott Wishan | 4955499 | 1 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Bradley Jay Bergdahl | 1432349 | 2 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |