Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Braden Glenk | 5968519 | 4 | 08/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Peter Oliveri | 3179023 | 1 | 08/24/2022 | Customer Dispute | Pending | $14,000.00 | $0.00 | See FINRA Report |
| Hector Alberto Mena | 5400535 | 3 | 08/22/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Dallah Anderson Forrest | 2224283 | 2 | 08/17/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paula Anderson Harris | 4087365 | 4 | 08/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael John Messer | 2070746 | 1 | 08/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tammara Marie Upton | 4846562 | 3 | 07/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Spencer Brandon Chidester | 7075546 | 3 | 06/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Spencer Brandon Chidester | 7075546 | 3 | 06/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Spencer Brandon Chidester | 7075546 | 3 | 06/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |