Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Alan Lefton | 2578470 | 2 | 07/10/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Edward Ehler | 2286233 | 2 | 06/18/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Lee Kiewiet | 269211 | 3 | 12/01/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Joseph McPhail | 1155417 | 1 | 06/12/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Edward Ehler | 2286233 | 2 | 06/08/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Kent Elliott | 2367547 | 1 | 02/16/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Mark Marantz | 1082207 | 2 | 03/22/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gloria Rosen | 1002947 | 5 | 12/09/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gloria Rosen | 1002947 | 5 | 04/13/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gloria Rosen | 1002947 | 5 | 04/13/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |