Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Robert Mercik | 1582714 | 1 | 05/03/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fredrick Thomas Wollman | 719555 | 5 | 01/01/1983 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Bruce Warren Weinstein | 2587597 | 2 | 05/19/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Norman Zirbel | 1031111 | 4 | 02/12/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Norman Zirbel | 1031111 | 4 | 01/06/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Ghinazzi | 815505 | 1 | 01/01/1982 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| James Edward Hearns | 241117 | 3 | 08/04/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Scott Coren | 1191972 | 2 | 08/03/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Ray Duvall | 5284825 | 1 | 11/18/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David John Peichert | 1271350 | 2 | 10/28/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |