Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronda L Pope | 4564751 | 1 | 05/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guadalupe Amanonce | 2691344 | 1 | 04/25/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lindsey Hall | 5625944 | 1 | 04/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Paul Waggoner | 2748574 | 4 | 04/08/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Francis Michael Mullady | 4747835 | 4 | 03/31/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sean W Summers | 5078257 | 1 | 03/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Callen Wayne Bryan | 1564405 | 2 | 03/03/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Callen Wayne Bryan | 1564405 | 2 | 03/03/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven James Mayo | 2899829 | 2 | 03/02/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Allen Carter | 3168801 | 5 | 02/19/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |