Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darin Delloyd Arnell | 4673735 | 1 | 07/27/2020 | Customer Dispute | Settled | $237,494.00 | $0.00 | See FINRA Report |
| Michael Earl Bell | 1130667 | 1 | 07/27/2020 | Customer Dispute | Settled | $237,494.00 | $0.00 | See FINRA Report |
| Richard Bruno Casolari | 42779 | 4 | 07/24/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 9 | 07/22/2020 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 9 | 07/22/2020 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 9 | 07/13/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| John Michael Cartolano | 1673541 | 5 | 07/10/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gregory Mendoza | 4136489 | 1 | 07/07/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tammara Marie Upton | 4846562 | 3 | 06/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Barry Paul Debany | 2208573 | 2 | 06/12/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |