Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Gerard Meyers | 2192759 | 6 | 10/12/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Lynn Metzger | 3246225 | 1 | 09/11/2020 | Customer Dispute | Denied | $16,763.00 | $0.00 | See FINRA Report |
| Frank James Parker | 356563 | 5 | 09/10/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Teena Ann Milldebrandt | 4535766 | 3 | 08/25/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Serge Suleimani | 3272270 | 2 | 08/21/2020 | Customer Dispute | Denied | $44,348.30 | $0.00 | See FINRA Report |
| David Allen Carter | 3168801 | 5 | 08/19/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sean Paul Waggoner | 2748574 | 4 | 08/14/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Verden Bever | 2603856 | 1 | 08/03/2020 | Customer Dispute | Closed-No Action | $290,000.00 | $0.00 | See FINRA Report |
| Roy Payo | 2295275 | 1 | 08/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Richardson Cockrell | 4355426 | 5 | 08/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |