Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William F. Quinn | 1001015 | 6 | 12/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Denise Marla Schachne | 1205554 | 1 | 11/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James A Franklin | 4799613 | 2 | 11/16/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Vincent Kaup | 1002907 | 5 | 11/16/2020 | Customer Dispute | Settled | $665,000.00 | $0.00 | See FINRA Report |
| Larry Lavern Kettle | 4798600 | 1 | 11/16/2020 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Glenn Pike | 2822509 | 2 | 11/12/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Allen Carter | 3168801 | 5 | 10/29/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William F. Quinn | 1001015 | 6 | 10/15/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sandy L Dorson | 5629572 | 2 | 10/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sandy L Dorson | 5629572 | 2 | 10/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |