Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nathan Scott Sanders | 2944988 | 2 | 10/05/2006 | Customer Dispute | Withdrawn | $15,700.00 | $0.00 | See FINRA Report |
| David Kennedy Odell | 1658296 | 2 | 01/29/2006 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Patrick Dean Francisco | 1406350 | 2 | 03/21/2001 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Irwin Martin Kulman | 1446946 | 3 | 03/16/2000 | Customer Dispute | Withdrawn | $36,000.00 | $0.00 | See FINRA Report |
| Philip David Goldstine | 2063050 | 1 | 12/01/1996 | Customer Dispute | Withdrawn | $280,000.00 | $20,000.00 | See FINRA Report |