Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Jay Bergdahl | 1432349 | 2 | 01/19/2021 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Frederick Timothy Driscoll | 846804 | 1 | 01/06/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark William Pearcy | 2978026 | 7 | 11/13/2020 | Customer Dispute | Settled | $554,000.00 | $0.00 | See FINRA Report |
| Jeffrey Gerard Meyers | 2192759 | 6 | 10/12/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jesse Morgan Raines | 7097971 | 2 | 10/05/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Darin Delloyd Arnell | 4673735 | 1 | 07/27/2020 | Customer Dispute | Settled | $237,494.00 | $0.00 | See FINRA Report |
| Michael Earl Bell | 1130667 | 1 | 07/27/2020 | Customer Dispute | Settled | $237,494.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 11 | 07/22/2020 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 11 | 07/22/2020 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 11 | 07/13/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |