Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fredrick Thomas Wollman | 719555 | 5 | 12/01/1984 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Kenneth Henry Williams | 867975 | 4 | 10/03/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Henry Williams | 867975 | 4 | 10/03/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Fredrick Thomas Wollman | 719555 | 5 | 01/01/1983 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Ghinazzi | 815505 | 1 | 01/01/1982 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Wallace Edward Cook | 1348350 | 2 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Joseph Karpinsky | 1745643 | 5 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |