Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan Veronica Cruz | 2213628 | 2 | 07/07/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 11 | 04/07/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 11 | 03/30/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 11 | 03/30/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 11 | 03/30/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kyle Stephen Flynn | 6435557 | 1 | 03/19/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Samuel Obedin | 2490871 | 1 | 03/10/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| William Francis Slattery | 709850 | 1 | 02/16/2021 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Gerard John Nicosia | 4660302 | 1 | 01/20/2021 | Customer Dispute | Settled | $125,001.00 | $0.00 | See FINRA Report |
| Daniel Joseph Lane | 4521546 | 1 | 01/20/2021 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |