Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laith Amer Al Tikriti | 2277529 | 5 | 05/13/1999 | Customer Dispute | Settled | $104,500.00 | $0.00 | See FINRA Report |
| Richard Whitfield Brown | 1595628 | 11 | 02/19/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Huston Keebler | 1557887 | 4 | 01/15/1999 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| James Patrick Burke | 1742646 | 1 | 12/24/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jesse Frank Cardiel | 1540669 | 3 | 11/08/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Debra J Gallegos-Caldwell | 1476422 | 1 | 10/27/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Barry Breuer | 1002845 | 1 | 09/03/1998 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| David Benton Moore | 1008089 | 6 | 08/19/1998 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Edward Luck Rowell | 1959878 | 3 | 05/14/1998 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Thomas Michael Roycroft | 2181465 | 2 | 02/26/1998 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |