Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel David Moss | 718792 | 10 | 09/09/1999 | Customer Dispute | Settled | $4,503,000.00 | $0.00 | See FINRA Report |
| Jay Alan Ramey | 1873526 | 4 | 08/31/1999 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
| Stephen Craig Hall | 2228431 | 1 | 07/15/1999 | Customer Dispute | Settled | $425,000.00 | $0.00 | See FINRA Report |
| Richard Whitfield Brown | 1595628 | 11 | 07/08/1999 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Phillip Dibella | 1614429 | 5 | 07/07/1999 | Customer Dispute | Settled | $16,502.00 | $0.00 | See FINRA Report |
| Michael Todd Hogan | 1901482 | 4 | 06/30/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Randolph Nixon | 2193097 | 3 | 06/23/1999 | Customer Dispute | Settled | $123,424.00 | $0.00 | See FINRA Report |
| Joel Davis Kamphuis | 1730775 | 5 | 06/16/1999 | Customer Dispute | Settled | $221,000.00 | $0.00 | See FINRA Report |
| David Benton Moore | 1008089 | 6 | 05/28/1999 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| James Dimitrios Sitaras | 2007616 | 4 | 05/24/1999 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |