Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dan Lyndall Griggs | 2705880 | 1 | 05/16/2000 | Customer Dispute | Settled | $38,969.00 | $0.00 | See FINRA Report |
| Scott Franklin Hogan | 2018350 | 1 | 05/09/2000 | Customer Dispute | Settled | $1,210,630.00 | $0.00 | See FINRA Report |
| John George Black | 1448805 | 2 | 03/24/2000 | Customer Dispute | Settled | $7,500.00 | $0.00 | See FINRA Report |
| James V Cairo | 1982356 | 3 | 03/21/2000 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| William Lindley Hoskins | 2138003 | 1 | 03/10/2000 | Customer Dispute | Settled | $54,000.00 | $0.00 | See FINRA Report |
| Thomas J Sboto | 1497190 | 3 | 03/09/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Irwin Martin Kulman | 1446946 | 3 | 12/20/1999 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| David Paul Folino | 1371813 | 4 | 12/02/1999 | Customer Dispute | Settled | $166,021.00 | $0.00 | See FINRA Report |
| William Randolph Nixon | 2193097 | 3 | 11/16/1999 | Customer Dispute | Settled | $5,375.00 | $0.00 | See FINRA Report |
| Corrin Emelia Campbell | 856450 | 2 | 10/18/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |