Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Ray Clark | 1672801 | 1 | 04/18/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Walter Roy Bomgren | 1138265 | 2 | 04/12/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anand Singh | 425229 | 5 | 03/12/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan Fenton | 2781807 | 2 | 01/19/2001 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Dennis Michael Lomax | 1928772 | 4 | 09/03/2000 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Cynthia Kelley Hinds | 1151631 | 2 | 08/09/2000 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Edward Martin Rosenberg | 1224716 | 9 | 07/24/2000 | Customer Dispute | Settled | $12,437.50 | $0.00 | See FINRA Report |
| Richard Aaron Huppert | 2375483 | 3 | 07/13/2000 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Mark Allan Kowal | 2339948 | 2 | 06/27/2000 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Dennis James Albanese | 735188 | 1 | 06/07/2000 | Customer Dispute | Settled | $103,860.00 | $0.00 | See FINRA Report |