Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Diane Schafer Kelly | 808647 | 1 | 09/24/2001 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Kurt Louis Hoffer | 2044343 | 12 | 09/20/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Kluemke | 1899787 | 2 | 09/18/2001 | Customer Dispute | Settled | $5,267.47 | $0.00 | See FINRA Report |
| Edward Ashley Wagner | 2866168 | 2 | 08/15/2001 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Ronald Lee Kiewiet | 269211 | 3 | 08/13/2001 | Customer Dispute | Settled | $6,415.20 | $0.00 | See FINRA Report |
| James Michael Jacobs | 1570346 | 1 | 07/27/2001 | Customer Dispute | Settled | $69,000.00 | $0.00 | See FINRA Report |
| Mordechai Moti Gur | 1606967 | 2 | 06/15/2001 | Customer Dispute | Settled | $74.56 | $0.00 | See FINRA Report |
| Stephen Wayne Tyson | 2258128 | 3 | 05/31/2001 | Customer Dispute | Settled | $11,490.40 | $0.00 | See FINRA Report |
| Ira Leonard Bergman | 2242184 | 1 | 05/18/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Charles Patrick Hahn | 1013066 | 2 | 05/14/2001 | Customer Dispute | Settled | $76,025.60 | $0.00 | See FINRA Report |