Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel T Malachowski | 3242512 | 2 | 05/20/2022 | Customer Dispute | Settled | $43,470.00 | $0.00 | See FINRA Report |
| Brion Patrick Harris | 3199095 | 9 | 04/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carmine Philip Anzalone | 6493 | 1 | 03/21/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Sean Paul Waggoner | 2748574 | 4 | 02/01/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Susan Veronica Cruz | 2213628 | 2 | 11/29/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| David Lee Rhodes | 2620006 | 9 | 11/18/2021 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Hector Alberto Mena | 5400535 | 3 | 10/12/2021 | Customer Dispute | Settled | $6,806.00 | $0.00 | See FINRA Report |
| David Allen Kellin | 1608396 | 1 | 09/23/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Whitfield Brown | 1595628 | 11 | 08/13/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daniel Owen Palmer | 1404876 | 3 | 07/21/2021 | Customer Dispute | Settled | $99,999.00 | $0.00 | See FINRA Report |