Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joe Holdford | 1672884 | 2 | 03/10/2002 | Customer Dispute | Settled | $376,829.00 | $0.00 | See FINRA Report |
| Richard David Blythe | 1000009 | 4 | 02/08/2002 | Customer Dispute | Settled | $145,000.00 | $0.00 | See FINRA Report |
| Keith Albert Hooper | 2110329 | 1 | 02/02/2002 | Customer Dispute | Settled | $13,824.50 | $0.00 | See FINRA Report |
| Kurt Louis Hoffer | 2044343 | 12 | 01/25/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Hongyan Lu | 2448555 | 1 | 12/26/2001 | Customer Dispute | Settled | $52,353.00 | $0.00 | See FINRA Report |
| Kurt Louis Hoffer | 2044343 | 12 | 12/19/2001 | Customer Dispute | Settled | $485,000.00 | $0.00 | See FINRA Report |
| Harold Francis Puhl | 1045552 | 5 | 12/07/2001 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Wallace Edward Cook | 1348350 | 2 | 12/05/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kurt Louis Hoffer | 2044343 | 12 | 10/23/2001 | Customer Dispute | Settled | $602,000.00 | $0.00 | See FINRA Report |
| Ross Delmont Leonard | 2070281 | 2 | 10/18/2001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |