Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric R Perkins | 3032181 | 3 | 06/19/2002 | Customer Dispute | Settled | $17,133.00 | $0.00 | See FINRA Report |
| Richard David Blythe | 1000009 | 4 | 05/20/2002 | Customer Dispute | Settled | $57,000.00 | $0.00 | See FINRA Report |
| Yolanda Copeland | 2974052 | 2 | 05/13/2002 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Paul Nunheimer Champlin | 1459011 | 1 | 05/03/2002 | Customer Dispute | Settled | $25,779.00 | $0.00 | See FINRA Report |
| Dennis Gene Harrelson | 1042284 | 1 | 04/15/2002 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Ralph Douglas Rager | 1042287 | 3 | 04/15/2002 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 04/10/2002 | Customer Dispute | Settled | $22,066.00 | $0.00 | See FINRA Report |
| Kurt Louis Hoffer | 2044343 | 12 | 04/01/2002 | Customer Dispute | Settled | $255,755.00 | $0.00 | See FINRA Report |
| Lucy Digioia | 2218472 | 1 | 03/29/2002 | Customer Dispute | Settled | $285,000.00 | $0.00 | See FINRA Report |
| Jarrett Scott Osborn | 2538663 | 1 | 03/20/2002 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |