Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Jean Hill | 1018669 | 5 | 12/24/2002 | Customer Dispute | Settled | $13,856.00 | $0.00 | See FINRA Report |
| Edward Martin Rosenberg | 1224716 | 9 | 11/20/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Bruce Hammond | 235308 | 1 | 10/06/2002 | Customer Dispute | Settled | $10,827.00 | $0.00 | See FINRA Report |
| Thomas J Sboto | 1497190 | 3 | 09/18/2002 | Customer Dispute | Settled | $327,388.00 | $0.00 | See FINRA Report |
| David Kennedy Odell | 1658296 | 2 | 09/04/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| John Phillip Lozar | 1451867 | 1 | 08/23/2002 | Customer Dispute | Settled | $57,277.90 | $0.00 | See FINRA Report |
| Charles Stuart Andelman | 1301757 | 1 | 06/25/2002 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Lawrence Ira Goldstein | 3223787 | 10 | 06/21/2002 | Customer Dispute | Settled | $37,623.70 | $0.00 | See FINRA Report |
| Michael William Jarvis | 2160274 | 1 | 06/20/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Bruno Casolari | 42779 | 4 | 06/20/2002 | Customer Dispute | Settled | $755,583.00 | $0.00 | See FINRA Report |