Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Martin Rosenberg | 1224716 | 9 | 08/16/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Isaac Rosenblatt | 2658712 | 6 | 08/16/2004 | Customer Dispute | Settled | $426,425.00 | $0.00 | See FINRA Report |
| Scott Eugene Shoup | 1874559 | 4 | 08/09/2004 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Robert Lewis Lee | 1170833 | 1 | 06/29/2004 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Ralph Douglas Rager | 1042287 | 3 | 06/10/2004 | Customer Dispute | Settled | $556,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 05/12/2004 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Robert William Urban | 2561504 | 4 | 05/03/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Patrick Hahn | 1013066 | 2 | 04/21/2004 | Customer Dispute | Settled | $5,254.62 | $0.00 | See FINRA Report |
| Joel Spencer Bobb | 2662019 | 2 | 04/14/2004 | Customer Dispute | Settled | $13,751.00 | $0.00 | See FINRA Report |
| Albert James Minutola | 1521357 | 4 | 04/12/2004 | Customer Dispute | Settled | $4,000.00 | $0.00 | See FINRA Report |