Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Lang Stevens | 3048126 | 1 | 02/11/2005 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| David Palmer Stamper | 2301862 | 5 | 02/10/2005 | Customer Dispute | Settled | $25,500.00 | $0.00 | See FINRA Report |
| William Thomas Mawby | 2797493 | 3 | 02/01/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Scott Eugene Shoup | 1874559 | 4 | 01/12/2005 | Customer Dispute | Settled | $140,034.00 | $0.00 | See FINRA Report |
| Michael James Hiller | 1350346 | 11 | 01/04/2005 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Michael James Hiller | 1350346 | 11 | 01/04/2005 | Customer Dispute | Settled | $183,650.00 | $0.00 | See FINRA Report |
| Jose Antonio Lopez | 1474666 | 1 | 10/28/2004 | Customer Dispute | Settled | $20,657.00 | $0.00 | See FINRA Report |
| Ross Delmont Leonard | 2070281 | 2 | 10/18/2004 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Dennis Michael Lomax | 1928772 | 4 | 09/24/2004 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Eric Adrian Huck | 1363941 | 2 | 09/10/2004 | Customer Dispute | Settled | $99,900.00 | $0.00 | See FINRA Report |