Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael James Hiller | 1350346 | 11 | 08/10/2005 | Customer Dispute | Settled | $23,383.00 | $0.00 | See FINRA Report |
| David Lee Rhodes | 2620006 | 9 | 08/10/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Ethan Dodgen | 2071798 | 1 | 07/27/2005 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Paul Edward Petrie | 2184270 | 1 | 06/30/2005 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Sandra Kay Reynolds | 1767198 | 1 | 05/19/2005 | Customer Dispute | Settled | $174,598.00 | $0.00 | See FINRA Report |
| Scott Eugene Shoup | 1874559 | 4 | 05/18/2005 | Customer Dispute | Settled | $244,930.00 | $0.00 | See FINRA Report |
| Michael Perry Saunders | 2470134 | 3 | 04/05/2005 | Customer Dispute | Settled | $596,111.00 | $0.00 | See FINRA Report |
| Karen Jean Hill | 1018669 | 5 | 03/28/2005 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Michael James Hiller | 1350346 | 11 | 02/18/2005 | Customer Dispute | Settled | $55,800.00 | $0.00 | See FINRA Report |
| Michael James Hiller | 1350346 | 11 | 02/14/2005 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |