Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James A McMahon | 2494353 | 2 | 11/10/2005 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Michael James Hiller | 1350346 | 11 | 11/03/2005 | Customer Dispute | Settled | $72,000.00 | $0.00 | See FINRA Report |
| Michael James Hiller | 1350346 | 11 | 11/03/2005 | Customer Dispute | Settled | $41,500.00 | $0.00 | See FINRA Report |
| Thomas Henry Maikowski | 1346844 | 3 | 09/27/2005 | Customer Dispute | Settled | $123,000.00 | $0.00 | See FINRA Report |
| Brian Keith Music | 2270357 | 6 | 09/12/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael James Hiller | 1350346 | 11 | 09/02/2005 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Michael James Hiller | 1350346 | 11 | 09/02/2005 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| David Lee Rhodes | 2620006 | 9 | 08/23/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael James Hiller | 1350346 | 11 | 08/10/2005 | Customer Dispute | Settled | $27,479.30 | $0.00 | See FINRA Report |
| Michael James Hiller | 1350346 | 11 | 08/10/2005 | Customer Dispute | Settled | $29,200.00 | $0.00 | See FINRA Report |