Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Jean Brumbaugh | 3065606 | 2 | 06/05/2006 | Customer Dispute | Settled | $55,997.80 | $0.00 | See FINRA Report |
| Philip David Krauss | 862992 | 1 | 05/18/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Wayne Tyson | 2258128 | 3 | 04/26/2006 | Customer Dispute | Settled | $20,211.10 | $0.00 | See FINRA Report |
| Peter Paladino | 2197838 | 1 | 04/20/2006 | Customer Dispute | Settled | $10,714.00 | $0.00 | See FINRA Report |
| Paul Erhard Reinker | 4039657 | 2 | 03/15/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Stoltzfus | 1506616 | 1 | 02/27/2006 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James Gregory Gibbs | 3169220 | 5 | 02/10/2006 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Brenda Middleton Miller | 1001484 | 1 | 01/26/2006 | Customer Dispute | Settled | $70,602.00 | $0.00 | See FINRA Report |
| William Clark Oconnor | 1263364 | 2 | 12/14/2005 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Richard Bruno Casolari | 42779 | 4 | 12/09/2005 | Customer Dispute | Settled | $366,565.00 | $0.00 | See FINRA Report |