Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Paul Burkott | 4710068 | 2 | 04/03/2023 | Customer Dispute | Settled | $489,898.00 | $0.00 | See FINRA Report |
| Brion Patrick Harris | 3199095 | 9 | 01/30/2023 | Customer Dispute | Settled | $882,000.00 | $0.00 | See FINRA Report |
| David Palmer Stamper | 2301862 | 5 | 01/11/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brion Patrick Harris | 3199095 | 9 | 12/22/2022 | Customer Dispute | Settled | $520,000.00 | $0.00 | See FINRA Report |
| Landon Matheu Collins | 6899123 | 1 | 11/10/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Erik Alexander | 5839269 | 1 | 10/20/2022 | Customer Dispute | Settled | $270,000.00 | $0.00 | See FINRA Report |
| Graham William Jepsen | 5310577 | 1 | 09/13/2022 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Anthony Peter Oliveri | 3179023 | 1 | 08/24/2022 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Hector Alberto Mena | 5400535 | 3 | 08/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Volini | 5693453 | 2 | 08/21/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |