Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Linda Bianco Miller | 2558935 | 1 | 02/19/2008 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Lawrence Ira Goldstein | 3223787 | 10 | 01/14/2008 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| John Michael Cartolano | 1673541 | 5 | 11/14/2007 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Arthur Joseph Colello | 1557219 | 1 | 08/27/2007 | Customer Dispute | Settled | $130,765.00 | $0.00 | See FINRA Report |
| David Lee Rhodes | 2620006 | 9 | 06/01/2007 | Customer Dispute | Settled | $356,788.00 | $0.00 | See FINRA Report |
| Kenneth Henry Williams | 867975 | 4 | 03/28/2007 | Customer Dispute | Settled | $380,000.00 | $0.00 | See FINRA Report |
| Lawrence Ira Goldstein | 3223787 | 10 | 03/13/2007 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Fredrick Charles Venturoni | 2030145 | 5 | 12/05/2006 | Customer Dispute | Settled | $301,000.00 | $0.00 | See FINRA Report |
| Phillip John Mottini | 2549026 | 2 | 10/04/2006 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Kevin Lane Ogden | 1051356 | 3 | 09/13/2006 | Customer Dispute | Settled | $575,000.00 | $0.00 | See FINRA Report |