Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lloyd Winkler | 4406481 | 7 | 06/11/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Eugene Paul Jordan | 727773 | 2 | 06/06/2008 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| David John Pederson | 849986 | 2 | 06/03/2008 | Customer Dispute | Settled | $61,000.00 | $0.00 | See FINRA Report |
| Matthew Anthony Mazza | 4204275 | 1 | 04/28/2008 | Customer Dispute | Settled | $11,300.00 | $0.00 | See FINRA Report |
| James V Cairo | 1982356 | 3 | 03/31/2008 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Gerard Joseph Coraggio | 833194 | 5 | 03/21/2008 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Lloyd Winkler | 4406481 | 7 | 03/18/2008 | Customer Dispute | Settled | $51,480.00 | $0.00 | See FINRA Report |
| Matthew John Chellis | 4357694 | 1 | 03/03/2008 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Joseph Wesley Clegg | 4358688 | 3 | 02/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allan Eugene Rosen | 1146570 | 5 | 02/21/2008 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |