Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Gregory Gibbs | 3169220 | 5 | 10/02/2008 | Customer Dispute | Settled | $91,439.50 | $0.00 | See FINRA Report |
| Joel Spencer Bobb | 2662019 | 2 | 09/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin M Elbinger | 2906034 | 2 | 09/24/2008 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Jeffery Lee Stein | 1511546 | 1 | 09/04/2008 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Niccolo Alfred Gonzales | 4552092 | 2 | 09/02/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Mike Alan Demeuse | 2965447 | 1 | 09/02/2008 | Customer Dispute | Settled | $2,000.00 | $0.00 | See FINRA Report |
| Hubert Francis Obrien | 859430 | 2 | 08/26/2008 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |
| Lawrence Ira Goldstein | 3223787 | 10 | 08/26/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert J Jennis | 4161684 | 5 | 07/02/2008 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Charles Lane Bowen | 1533259 | 1 | 07/01/2008 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |