Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Allen Jaffa | 256796 | 4 | 01/13/2009 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| John Russell Holland | 2538118 | 5 | 12/02/2008 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| David John Pederson | 849986 | 2 | 11/26/2008 | Customer Dispute | Settled | $5,363.46 | $0.00 | See FINRA Report |
| Cleo W Holder | 1067352 | 3 | 11/12/2008 | Customer Dispute | Settled | $11,489.60 | $0.00 | See FINRA Report |
| Holly Anne Kylen | 2338877 | 2 | 11/06/2008 | Customer Dispute | Settled | $42,637.60 | $0.00 | See FINRA Report |
| Lawrence Ira Goldstein | 3223787 | 10 | 11/04/2008 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| William Lester Krebs | 2448364 | 5 | 10/29/2008 | Customer Dispute | Settled | $64,066.80 | $0.00 | See FINRA Report |
| Edward Isaac Rosenblatt | 2658712 | 6 | 10/28/2008 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Susan Kay Coon | 2139624 | 2 | 10/28/2008 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Stefan Niculae | 4342401 | 1 | 10/09/2008 | Customer Dispute | Settled | $15,716.00 | $0.00 | See FINRA Report |