Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew David Byron | 2612485 | 7 | 08/11/2009 | Customer Dispute | Settled | $9,100.00 | $0.00 | See FINRA Report |
| Chera Sue Gerstein | 717074 | 1 | 06/25/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Frank Delbaggio | 2822030 | 1 | 06/10/2009 | Customer Dispute | Settled | $8,741.46 | $0.00 | See FINRA Report |
| Eugene Edward Oreilly | 1188904 | 1 | 06/10/2009 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Brian Grant Neuhardt | 3120818 | 3 | 06/05/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| William Lester Krebs | 2448364 | 5 | 04/14/2009 | Customer Dispute | Settled | $112,000.00 | $0.00 | See FINRA Report |
| William Peter Wagner | 1917932 | 2 | 04/08/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark William Pearcy | 2978026 | 7 | 04/07/2009 | Customer Dispute | Settled | $90,238.50 | $0.00 | See FINRA Report |
| William Dennis Eckert | 1771909 | 3 | 02/20/2009 | Customer Dispute | Settled | $314,284.00 | $0.00 | See FINRA Report |
| Francisco Carlos Baguer | 723242 | 4 | 02/11/2009 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |