Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Christopher Duckworth | 1573802 | 4 | 11/19/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aaron Daniel Locke | 4708252 | 2 | 11/18/2009 | Customer Dispute | Settled | $30,197.70 | $0.00 | See FINRA Report |
| Sheri Lynn Winter | 4528031 | 1 | 11/03/2009 | Customer Dispute | Settled | $14,540.20 | $0.00 | See FINRA Report |
| Robert Baldacci | 3037308 | 3 | 09/22/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Teena Ann Milldebrandt | 4535766 | 3 | 09/18/2009 | Customer Dispute | Settled | $59,624.20 | $0.00 | See FINRA Report |
| Laura Bonus Abadsantos | 1015542 | 1 | 09/03/2009 | Customer Dispute | Settled | $640,842.00 | $0.00 | See FINRA Report |
| Ronald Huston Keebler | 1557887 | 4 | 08/24/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Gregory Keller | 1708243 | 5 | 08/19/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Peter Keithley Westlund | 2245487 | 1 | 08/19/2009 | Customer Dispute | Settled | $501,971.00 | $0.00 | See FINRA Report |
| Michael Marvin Schick | 2176924 | 2 | 08/11/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |