Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Evan Schooler | 2368308 | 26 | 01/13/2011 | Customer Dispute | Settled | $335,000.00 | $0.00 | See FINRA Report |
| John Evan Schooler | 2368308 | 26 | 01/13/2011 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Lesley Huberman Sommers | 1043841 | 3 | 12/10/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Lynn Swanciger | 1718062 | 1 | 12/07/2010 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Gary William Holland | 852976 | 6 | 10/04/2010 | Customer Dispute | Settled | $38,060.10 | $0.00 | See FINRA Report |
| Richard Scott Koblick | 5174582 | 2 | 09/13/2010 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Charles William Carr | 2702503 | 1 | 08/31/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Richard Wayne Severt | 2605730 | 2 | 08/18/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Wayne W Filizetti | 5234599 | 3 | 08/09/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jon Kipling Johansen | 3002431 | 1 | 05/11/2010 | Customer Dispute | Settled | $23,268.00 | $0.00 | See FINRA Report |