Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Dewey Eggers | 1228371 | 1 | 07/31/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Matthew Ryan Stucke | 4840895 | 6 | 07/19/2023 | Customer Dispute | Settled | $370,000.00 | $0.00 | See FINRA Report |
| Edward Isaac Rosenblatt | 2658712 | 6 | 06/21/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Nathan Cole Wells | 5553359 | 2 | 05/26/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Stephanie Renee Hughes | 6563274 | 1 | 05/18/2023 | Customer Dispute | Settled | $10,900.00 | $0.00 | See FINRA Report |
| Sacha MacKels | 6007329 | 1 | 05/18/2023 | Customer Dispute | Settled | $10,900.00 | $0.00 | See FINRA Report |
| William Walter Loberg | 4418093 | 1 | 05/02/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 11 | 04/03/2023 | Customer Dispute | Settled | $499,999.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 11 | 04/03/2023 | Customer Dispute | Settled | $489,898.00 | $0.00 | See FINRA Report |
| Daniel Paul Burkott | 4710068 | 2 | 04/03/2023 | Customer Dispute | Settled | $499,999.00 | $0.00 | See FINRA Report |